Capitaline Advisors, LLC
Notice of Privacy Practices
Capitaline respects your right to privacy. We also know that you expect us to conduct and process your business in an accurate and efficient manner. In the course of doing so, we must collect and maintain certain personal information about you.
Where we get the information.
The information we collect about you comes primarily from the applications and other forms that we ask you to complete and the transactions that you make with us and others. We also may receive information about you from other companies who provide services to you.
To whom we disclose the information.
We do not sell or disclose any nonpublic personal information about you or any of our former clients to any unaffiliated third parties, except as required or permitted by law. We may, however, disclose information about you and former clients to other companies where it is necessary to effect transactions or provide other services to you, to our affiliates, or where you request or authorize that we do so.
Protecting the information.
We restrict access to nonpublic personal information to those employees and authorized agents who need to know the information in order to assist us, or them, in providing services to you. Be assured that we maintain physical, electronic and procedural safeguards to maintain the confidentiality of the nonpublic personal information that we have.
If you have any questions about how we protect and safeguard nonpublic personal information, please call us at (605) 696-3100.
Privacy Policy
Capitaline Advisors, LLC (the “Company”) has adopted the following privacy policy in order to safeguard the personal information of the Company's clients in accordance with applicable law:
(1) The Company is committed to protecting the confidentiality and security of the information it collects and will handle nonpublic personal information about clients only in accordance with all applicable laws, rules and regulations. The Company shall ensure: (a) the security and confidentiality of client records and information; (b) that client records and information are protected from any anticipated threats and hazards; and (c) that unauthorized access to, or use of, client records or information is protected against.
(2) The Company will maintain policies and procedures that are reasonably designed to safeguard nonpublic personal information about clients and only permit appropriate and authorized access to, and use of, nonpublic personal information about clients through the application of appropriate administrative, technical and physical protections.
(3) To the extent required by applicable law, the Company shall direct each of the Company's service providers to adhere to the privacy policy of the Company with respect to all nonpublic personal information about clients provided to such service providers.
(4) The Company shall not disclose any nonpublic personal information about its clients or former clients to anyone, except as permitted or required by law.
(5) The Company shall issue notices of its privacy policy to its clients initially and on an annual basis thereafter to the extent required by applicable law.